Vanguard to Pay $106.4 Million to Resolve Alleged Violations Linked to Retirement Funds
Jan 17, 2025
The SEC said a lack of notifications by Vanguard drove higher capital gains tax bills for many retail investors.
https://www.wsj.com/articles/vanguard-to-pay-106-4-million-to-resolve-alleged-violations-linked-to-retirement-funds-6c3e2486?mod=pls_whats_news_us_business_f
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